Gilman Law LLP is a leading Naples, Florida securities litigation firm. Gilman Law LLP Naples, Florida Securities Office represents Naples residents in claims involving investment losses due to a broker-dealer, bank, or investment advisory firm’s failure to supervise their investment professionals. Our team thoroughly conducts factual investigations, legal research and expert analysis in order to recover your investment losses.

The securities industry mandates that investment professionals receive substantial supervision regarding their day-to-day activities. An investment professional’s supervisor must oversee an investment professional’s communications with the public, investment recommendations, and their compliance with industry rules and regulations. Supervisors must conduct periodic reviews of the investment professional’s customer account statements, commission reports, order tickets, personal trading records, and the suitability of the investment professional’s recommendations. If you suffered investment losses unnecessarily because your investment professional was not properly supervised, you may have a claim for damages.

Legal Assistance for Naples securities fraud sufferers

Let Gilman Law LLP Naples, Florida Securities Office help you recover your losses due to your broker-dealer, bank, or investment advisory firm’s failure to supervise their investment professionals. For a free consultation, please fill out our online questionnaire. Otherwise, if you would like to speak with an attorney about your case dial (239) 221-8401.

For over 40 years, we have represented investors in claims involving investment losses due to a broker-dealer, bank, or investment advisory firm’s failure to supervise their investment professionals in counties throughout Florida, including Collier County, Lee County, Charlotte County, Hillsborough County, Miami Dade County, Broward County, Orange County, Duval County, and Palm Beach County.