Gilman Law LLP’s Naples Florida Office is investigating claims on behalf of retirees investing with brokers with senior or retirement specialist designations. Regulatory Notice 11-52 reminds firms of their duties to supervise their representatives that hold themselves out as senior citizen and retirement planning specialists. The results of the survey of members outlined in 11-52 indicates that some firms have no procedures in place to determine the proper prerequisites for attaining a senior designation. If your financial advisor has improperly held themselves out as a senior or retirement specialist and doesn’t not have the training or qualifications for such a designation you may have a claim for damages.
Gilman Law LLP’s Naples Florida Office is a leading securities law firm and is here to help you recover for losses sustained relying upon improper senior or retirement designations. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8401).