Gilman Law LLP’s Naples Florida Office Is Investigating Claims On Behalf Of Retirees Investing With Brokers With Senior Or Retirement Specialist Designations

Gilman Law LLP’s Naples Florida Office is investigating claims on behalf of retirees investing with brokers with senior or retirement specialist designations. Regulatory Notice 11-52 reminds firms of their duties to supervise their representatives that hold themselves out as senior citizen and retirement planning specialists. The results of the survey of members outlined in 11-52 indicates that some firms have no procedures in place to determine the proper prerequisites for attaining a senior designation. If your financial advisor has improperly held themselves out as a senior or retirement specialist and doesn’t not have the training or qualifications for such a designation you may have a claim for damages.

Gilman Law LLP’s Naples Florida Office is a leading securities law firm and is here to help you recover for losses sustained relying upon improper senior or retirement designations. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8401).